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FINRA Staff

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Recent Articles by FINRA Staff

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May 3, 2025 by FINRA Staff

Financial Education for Kids: Creating a Path to Financial Fluency

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May 3, 2025 by FINRA Staff

Avoiding Pump-and-Dump Scams

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May 3, 2025 by FINRA Staff

Stock Investing and Due Diligence

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May 2, 2025 by FINRA Staff

Bond Investing and Due Diligence

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Apr 2, 2025 by FINRA Staff

Be Alert to Investor Risks from SMS Phishing Scams

Learn how to protect yourself from one of the most prominent forms of cybersecurity attacks.

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Mar 7, 2025 by FINRA Staff

Keep the Harmony Alive: Discussing Money and Investing With Your Partner

Managing a relationship is hard enough without having to fight about money.

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Mar 7, 2025 by FINRA Staff

What Is Micro-Investing?

Even spare change can gradually grow into a significant sum if saved regularly.

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Feb 5, 2025 by FINRA Staff

Interval Funds: 6 Things to Know Before You Invest

Evaluate whether the product is right for you and the level of risk you're willing to accept with your investments.

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Feb 5, 2025 by FINRA Staff

Required Minimum Distributions: Know Your Deadlines

RMDs are minimum amounts that you must withdraw annually from your IRA or other retirement plan account.

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Feb 5, 2025 by FINRA Staff

Six Things to Know About HSAs

In order to take advantage of HSAs, you'll need to understand how they work and the rules that apply.

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Feb 5, 2025 by FINRA Staff

Protecting Your Investment Accounts From Gen AI Fraud

Generative AI has made it easier for fraudsters to impersonate consumers and commit fraud.

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Jan 24, 2025 by FINRA Staff

How Mergers and Acquisitions Impact Investors

There are many reasons why executives might pursue a merger or acquisition.

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Jan 24, 2025 by FINRA Staff

How Online Stock Trading Works: Understanding the Trade Lifecycle

There might be more steps in the stock trade process than you realize.

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Jan 23, 2025 by FINRA Staff

Are You Checking Your Trade Confirmations?

Don't hesitate to ask your investment professional or brokerage firm to provide the details about markups, markdowns, or any fees or commissions associated with your investments.

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Jan 23, 2025 by FINRA Staff

Currency Risk: Why It Matters to You

The fluctuation of foreign exchange rates between your home currency and another where you have exposure can affect your financial performance.

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Oct 31, 2024 by FINRA Staff

Baby Bonds: What to Know Before Investing

While baby bonds offer investors the opportunity to invest in lower denominations, they still carry the same risks as conventional bonds.

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Oct 31, 2024 by FINRA Staff

Six Tips for Avoiding Shell Company Fraud

Market manipulation schemes related to shell companies aren't new, but the industries involved are always shifting.

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Oct 31, 2024 by FINRA Staff

Know Your Risk Tolerance

Learn how to make better investment decisions based on the risk level that's right for you.

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Oct 31, 2024 by FINRA Staff

Questions Employees Should Ask About Stock Awards

If your company grants you a stock award or you're considering a job that includes equity compensation, make sure you understand the risks and benefits.

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Oct 31, 2024 by FINRA Staff

SIM Swapping Risks to Investors

The convenience of eSIM cards has opened a potential security hole for bad actors.

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