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What Is BrokerCheck: Definition and How It Works

By Scott LevineUpdated Dec 30, 2024 at 12:40 PM

Key Points

  • BrokerCheck offers detailed profiles of financial advisors and firms, including registration and disciplinary history.
  • It is a free resource by FINRA that ensures privacy for users checking financial professionals.
  • The tool aids in risk mitigation by informing investment decisions through comprehensive reports.

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