Who has to submit 13F forms?
Investment conglomerates, banks, insurance companies, pension funds, and individual investment advisors are all subject to 13F filing requirements if they hold more than $100 million in relevant securities. Businesses holding large investment portfolios are also considered institutional investment managers. Even companies operating outside the financial services space must submit quarterly 13F filings.
For example, Nvidia (NVDA -0.71%) began submitting publicly available 13F forms to the SEC in 2024. Interest in artificial intelligence (AI) helped push the value of the company's stock portfolio above $100 million, so the semiconductor specialist had to submit the disclosure filing to the agency. Because of Nvidia's highly influential position in the AI revolution, the disclosure of its investments helped create additional bullish momentum for some stocks it owned.