Who are the largest shareholders?
There are three main groups of investors who have to disclose their investments in publicly traded companies like Morgan Stanley
- Institutional investors and others who are required to file a Form 13-F with the Securities and Exchange Commission (SEC)
- Individuals and other entities that own 5% or more of the business
- Company executives and board members, who disclose their holdings to the SEC as part of the compliance process
Largest individual shareholders of Morgan Stanley
According to the latest information, no individual investor owns more than 5% of Morgan Stanley, so the largest shareholders (that we know of) are all company insiders. Here are the top five:
- Edward Pick, who took over as CEO in January 2024, has 856,983 shares.
- Head of investment management Daniel Simkowitz owns 456,625 shares.
- Andrew Saperstein, co-president and head of wealth management, owns 375,765 shares.
- Former CEO James Gorman has 254,065 shares.
- Sharon Yeshaya, the chief financial officer, owns 153,528 shares.
Collectively, Morgan Stanley's executive officers and directors -- including those already mentioned -- own or have rights to acquire 2,983,213 shares of the investment banking giant.
Largest institutional investors in Morgan Stanley
Morgan Stanley is a large company and is a member of some major stock indexes (including the S&P 500). Because of this, index funds own a significant stake, and many of the largest index fund companies are top institutional investors. Here's a rundown of the five largest institutional investors in Morgan Stanley.
- Mitsubishi UFJ Financial Group (MUFG +0.84%) is by far the largest shareholder of Morgan Stanley. According to the latest information, MUFG owns 377.1 million shares, a stake of about 23.7% in the bank. MUFJ is a Japanese financial services company, which formed a partnership with Morgan Stanley in 2008 during the financial crisis, and the two firms operate several successful joint ventures together.
- Vanguard is the second-largest institutional investor, with its funds owning about 118.4 million shares, accounting for a 7.5% stake.
- State Street Corp. (STT +2.49%) has 104.1 million shares of Morgan Stanley, or about 6.6% of the total company.
- BlackRock (BLK +2.65%) owns 95 million shares of Morgan Stanley, a 6% stake in the business.
- JPMorgan Chase (JPM +0.23%) has 37.4million shares and a 2.4% ownership stake.